Effing the Ineffable: Reconciling Nonduality in The Doors of Perception and The Joyous Cosmology – Part 1
By Tim Hardwick
Introduction
Self-conscious man thinks he thinks. But whether he regards his self-consciousness a blessing or a curse remains a question. This reflective point-of-view allows him to observe pattern in the world and make predictions based on rhythms in the pattern that are of inestimable aid to survival. Endowed with the faculties of memory and foresight, however, man cannot but be aware of his own eventual demise, for the price of being able to control the future is to know that, in the long run, he will not be able to. Powerless to reconcile mortal anxiety with the transient yet untroubled forms of nature, he would not be harangued for coming to the desperate conclusion that his perspective is somehow skewed.
Such an outlook has proved the impetus for salvation-seeking throughout history, from the alchemical pursuit of the elixir of immortality to the growth of world religions. The myriad paths men have followed down the years appear on the surface to be disparate and, at best, comparably vague. However, together they do indeed agree that, for various reasons, something is wrong with ‘ordinary consciousness’.1
The rise of existentialism was for many the inevitable explosion of this ever-present undercurrent of mortal unease. On the other hand, proponents of scientism argued such reasoning failed to take into account the lofty position humanity enjoys by virtue of self-awareness alone, evidenced by a collective technological progress and the harnessing and potential mastery of natural laws. Whatever the consensus, or lack of it, this debate is extremely pertinent to the present inquiry, whose principal concern is the non-ordinary state of consciousness crucial to understanding two historically pivotal literary pieces, The Doors of Perception (1954) by Aldous Huxley, and The Joyous Cosmology (1962) by Alan Watts. First, a little on the writers themselves.
Aldous was a member of the famous British Huxley family, which produced a number of brilliant scientific minds. Best known for his satirical dystopian novel Brave New World (1932) and for being the possessor of a broadly encyclopaedic intellect, he also published a number of short stories, essays, poetry, travel writing and film scripts. Huxley’s literary energies were often employed in examining and criticising the prevailing social mores of twentieth century Western culture, its ideals and unquestioned assumptions. In the latter part of his life, Huxley became intensely interested in the history of philosophical and religious mysticism. This first became evident in the themes of the semi-autobiographical novel Eyeless in Gaza (1955), in which one of the central characters adopts a Buddhist-centred philosophy, practices meditation, and becomes a pacifist. Huxley’s personal
interest culminated in the writing of an annotated anthology on the various mystical strands of historical religious thought, entitled The Perennial Philosophy (1945). Following this line of enquiry, Huxley eventually pursued a pharmacological path, his experiences and reflections published in the essay The Doors of Perception and, later, Heaven and Hell (1956). These latter works became important texts in the counterculture phenomenon that would eventually emerge out of the 1950s Beat movement and become synonymous with the civil unrest of the 1960s.
Alan Watts was born in Kent the only son of middle class parents. Largely self-educated, Watts eschewed his
Anglican upbringing at an early age and joined the London Buddhist Lodge, where he soon became organisation
secretary. During this time he read widely in philosophy, history, psychology, psychiatry, and Eastern wisdom.
In 1936, at 21 years old, Watts had his first book published, The Spirit of Zen. Three years later he left
England for America and spent a five year period as an Episcopal minister at an Anglican school in an attempt
to bring his personal philosophy to a larger audience in a blend of contemporary Christian worship, mystical
Christianity and Asian wisdom traditions.2 Watts was awarded a master’s degree in Theology for writing a thesis that he would later publish under the title Behold the Spirit (1947). On leaving the church, Watts established himself as a writer and philosopher with the 1957 publication of one of his best-known books, The Way of Zen. Considered an authority in Eastern religion, Watts was asked by members of the psychiatric establishment to undergo LSD experiences in the hope that he might further an understanding of the drug’s effects.
3 Watts went on to write of his experiences in The Joyous Cosmology, a publication of similar importance for the emerging counterculture.
Now it is important to define the subject matter of this study more narrowly in the context of these two focal texts.
Both fall under the rubric of mysticism, but like religion, truth, and modernity, the word ‘mysticism’ is crucial but murky.4 For the purposes of the present inquiry, our attention is on the literary description of the so-called ‘mystical’ change of consciousness induced by a particular set of drugs termed by the psychiatrist Humphrey Osmond as psychedelic, or ‘mind-manifesting’.5 This literary focus does not dwell on the many, often fantastic descriptions of the hallucinatory period of such states, but is concerned specifically with what William Braden has called ‘the central experience,
which corresponds with the apprehension of the Clear Light.’6
It has been said that this type of experience is ‘beyond words’ and corresponds to the insights derived from the application of various spiritual practices. In the spirit of criticism, then, the aim of this analysis is to elucidate the characteristic nature of this phenomenon by a form of linguistic deconstruction, but only in so far as it relates to a cogent interpretation of the
descriptive passages located in the texts – our ideas of ‘subjective’ experience necessarily draw from such accounts.
This study will refer to a variety of disciplines and schools of thought in an attempt to formulate a new interpretive model that may allow us to comprehend – as far as is linguistically possible – the experiences described by Huxley and Watts. To put the pieces into context, the following chapter will trace the historical emergence of the texts and the discipline of comparative mysticism that they spawned, summarising the main arguments in the field. This is to provide not only a sense of the importance of the texts, but also an insight into the fundamental need to return to the original writings for a fresh interpretation. The second
chapter lays the foundation for the new model by identifying the common characteristics of the texts, with the intention that a basic ‘perceptual-conceptual theory’ will thereby develop spontaneously. Chapter three then moves beyond this theoretical groundwork by viewing the texts from a nonconceptual perspective, using the earlier model to ‘anchor’ the new reading. Chapter four focuses on the epistemological and ontological implications of the findings through a concurrent development of the reading method and logical analysis of the literature. What is desired by this approach is that a new understanding of the texts emerges, one which will then be presented as a call for a reconsideration of the contemporary myths which have long been perpetuated through conceptual formation – better known as language.
1 Forays into the Inconceivable
Whatever the circumstances of its emergence, language ushered into the realm of social interaction previously unknown vistas of possibility. Humans no longer had to rely on frail gestures and body language as the sole means of communication. From that time on, man could as if by telepathy instantly comprehend the mind of fellow man. The survival benefits were immense. Groups of formerly estranged individuals could debate and discuss anything as a collective, whether it concerned the ultimate meaning of life or the source of the next meal. The dialogic method known as philosophy held promise that the final answers to the questions of existence would be one day revealed. In light of the advantages language offered, what could not be resolved? Clearly a great deal. Language came with its own problems. Today conflict erupts across the globe just as it did down the annals of history, and if the average mind is a microcosm of the collective consciousness, the human species appears estranged as ever by the concept of otherness – even moreso if it can be named.
For Aldous Huxley, the 1954 publication of The Doors of Perception heralded the call to a sincere investigation into this intensely personal problem that language left unresolved. ‘By its very nature,’ wrote Huxley, ‘embodied spirit is doomed to suffer and enjoy in solitude.’ Not only is the feeling of individual isolation from the world a seemingly insoluble issue, it presumes a separateness from all other, equally forsaken individuals. Solidarity is to be found in the pooling of information about experiences, but always, Huxley felt, at the expense of the experiences themselves; for ‘this inferential understanding or even mutual empathy between humans is trafficked through symbols and at second-hand only.’ What complicated matters, felt Huxley, was that the places inhabited by the insane and the exceptionally gifted are so different from the places where ordinary men and women live that, in matters of communication across these cavernous spaces, ‘words are uttered, but fail to enlighten.’ The human mind was on its own. Or was it? By what means could Huxley explore such ancient, unsolved riddles as the place of mind in nature, and the relationship between brain and consciousness?
The origin of his preoccupations can be traced back to the late nineteenth century, a time when scientific politics was experiencing significant upheaval. Darwin’s new evolutionary theory stated that natural selection was aimless and the result of random mutations; as it related to man, he was a mere biological fluke, and any existential suffering was to be considered the by-product of a mistake of nature.7 This interpretation competed with a teleological theory known as vitalism, championed by the French philosopher Henri Bergson. Bergson argued that biological evolution was not aimless but was controlled by an immanent creative life force, an élan vital, which sought ever higher expressions of complexity and competence.8 As it related to mammals, homo sapiens best expressed this upward drive. In the view of Bergson, man’s ultimate future lay not in further outward evolution, but inward evolution in the form of human consciousness. In an embrace of emotion over mechanistic intellect, man would be granted a direct intuition of the life force that pervades all becoming and, by this wisdom, would eventually become god-like.9
Huxley leaned toward the latter camp. In his view, however, time was running out for the actualisation of this potential. Man was at the precipice of unmitigated disaster. As Jay Stevens writes, a way had to be found to heal the gap between homo faber, man the wielder of increasingly ingenious and dangerous tools, and homo sapiens, man the smart monkey who had mastered the planet but not his own inner flaws – flaws that were now threatening to bring the whole evolutionary game to a precipitous close.10 Accompanied by the writer-philosopher Gerald Heard, Huxley began an investigation into the esoteric wisdom traditions of the East in the hope of formulating a remedy to these ails. This culminated in 1945 in the publication of The Perennial Philosophy, an annotated compendium of the perceived similarities between widely divergent mystical experiences of centuries passed. Central to Huxley’s philosophy was the theory put forward by Bergson that the brain and the central nervous system operated as an eliminative system that screened much out of consciousness, leaving only that necessary for practical survival. In the twentieth century, however, Huxley felt that a way had to found which would bypass Bergson’s ‘reducing valve’ and tap the unlimited potentials of the brain. The mystical experience, in Huxley’s view, broached this issue squarely. How to achieve the experience was an entirely different matter.
By a series of extremely fortunate circumstances Huxley found himself, in the spring of 1953, directly athwart the trail. A chance reading of an article by psychiatrist Humphrey Osmond on the effects of a little-known psychoactive compound called mescaline led Huxley to invite the author to his Los Angeles home for further discussion.11 Over half a century earlier, Havelock Ellis had written of his experiences with the alkaloid and assigned it a position among ‘drugs of unique distinction,’ but experimentation had since been sporadic. In spite of the passing of so many years, little agreement existed on the effect of the substance, which originated from the peyote cactus revered by the Indians of Mexico, and the psychological material at Osmond’s disposal was still inadequate. Tentative speculations associated the drug experience with the schizophrenic state, while others posited it as something altogether different in character. Despite these misgivings, Huxley was on the spot and willing, indeed eager, to be a guinea pig, and thus it came about that, one bright May morning, and with some trepidation on Osmond’s part, Huxley swallowed four-tenths of a gram of mescaline dissolved in half a glass of water and sat down to wait for the results.12
Reflecting on the experience, Huxley could hardly contain his excitement; mescaline had proved itself to him ‘the most extraordinary and significant experience available to human beings this side of the Beatific Vision,’ as he described it to his New York editor, and in response to his visionary encounter he would begin a long essay that would raise ‘all manner of questions in the fields of aesthetics, religion, theory of knowledge.’13 The Doors of Perception was published in the spring of 1954 – to generally perplexed reviews. Had anyone else written a book recommending mescaline as ‘an experience of inestimable value to everyone and especially to the intellectual,’ declared The Reporter‘s Marvin Barrett, it would have been dismissed ‘as the woolgathering of a misguided crackpot. But coming…from one of the current masters of English prose, a man of immense erudition and intellect who usually demonstrates a high moral seriousness, they deserve more careful scrutiny.’14
Yet this opinion did not convince Huxley’s critics. Self-respecting rationalists saw fresh evidence of quackery and intellectual abdication, while the serious and religious were troubled by the offer of a shortcut.15 The critical response to The Doors of Perception was almost an echo of the British Medical Journal’s condemnation of Ellis for his enthusiastic endorsement of peyote.16 Huxley, however, received these negative reactions with incongruence: ‘How odd it is that writers like Belloc and Chesterton may sing the praises of alcohol (which is responsible for about two thirds of the car accidents and three quarters of the crimes of violence) and be regarded as good Christians and noble fellows,’ Huxley complained, ‘whereas anyone who ventures to suggest that there may be other and less harmful short cuts to self transcendence is treated as a dangerous drug fiend and wicked perverter of weak minded humanity.’17
As interest in his discovery slowly gained momentum on both sides of the Atlantic, a good friend of Huxley’s entered the fray: the writer-philosopher Alan Watts. Watts initially became aware of the drug by reading Huxley’s published account, and in 1958 spoke personally to him, noting that the great writer, in contrast with his prior brand of ascetic mysticism, had ‘ceased to be Manichean,’ in that his vision of the divine now included nature, to which such a shift had left him ‘more relaxed and humane.’ Watts’s interest naturally piqued, yet he felt compelled to reserve his opinion that any such experience could only amount, at best, to ‘a taste of the mystical, like swimming with waterwings, perhaps.’18
Watts would eventually have the opportunity to undertake the experiment himself later the same year, when a member of the psychiatric community approached him. Dr. Keith Deitman of UCLA was studying the effect of LSD on alcoholic patients, but since so many of his subjects had reported states of consciousness that read like accounts of mystical experience, he quickly became interested in trying it out on ‘experts’ in this field. Watts would take the drug soon after, and concluded that his experience was best described as ‘aesthetic’ and thereupon made a tape for radio broadcast, saying that he had ‘looked into this phenomenon and found it most interesting,’ but, alas, in contrast with Huxley’s vision, Watts concluded it was ‘hardly what I would call mystical.’19
A year later, the tape was heard by two psychiatrists at the Langley-Porter Clinic in San Fransisco – Sterling Bunnell and Michael Agron – who were soon in touch with Watts, urging him to reconsider his views and attempt the experiment a second time, for ‘there was something of an art to getting it really working.’ Watts accepted the invitation and, shortly after ingesting the substance, found himself ‘reluctantly compelled to admit that – at least in my own case – LSD had brought me into an undeniably mystical state of consciousness.’20 Watts repeated the experiment five times, and these occasions would come to form the basis of his writings on the subject.21 Watts noted his initial reluctance to publish, fearing the prospect of these chemicals, uncontrolled in dosage and content, being bootlegged for use in inappropriate settings without any competent supervision. However, since Huxley had ‘already let the cat out of the bag’ and the subject was under discussion both in psychiatric journals and in the public press, Watts decided that more needed to be said, ‘mainly to soothe public alarm and to do what I could to forestall the disasters that would follow from legal repression.’22 In 1962, The Joyous Cosmology was published.
During the period between the two publications, a stir developed in the academic community owing to some of the tentative conclusions of Huxley’s narrative; conclusions that would be corroborated in Watts’s own account of the mind drugs. In 1957 a direct response to Huxley’s Doors of Perception was published in the form of R.C. Zaehner’s Mysticism Sacred and Profane.23 As this is to date the only existing published criticism specifically concerned with Huxley’s account, examining it briefly serves as a useful introduction to the literary context.
There are two fundamental aspects of Zaehner’s response to Huxley. First, Zaehner’s work can be seen as a critique of Huxley’s claim that drug-induced mystical experiences bear some resemblance to the mystical experiences of the major world religions.24 Second, Mysticism Sacred and Profane involves an explicit repudiation of Huxley’s perennialist claim that ‘mysticism’ represents a ‘common core’ at the centre of all religions.25 Instead, Zaehner argued, there are three fundamentally different types of ‘mysti-cism’: theistic (absorptive communion with a personal Lord or Creator), monistic (an individual’s identification with an impersonal Absolute) and panenhenic (the experience of oneness with Nature).26 Following these distinctions, the terminology used by Huxley would be particularly maligned by Zaehner. In his visionary apprehension of an incidental vase of flowers, ‘The Beatific Vision’ is the briefest summation of Huxley’s descriptive set: ‘for the first time I understood, not on the verbal level, not by inchoate hints or at a distance, but precisely and completely what those prodigious syllables referred to.’ In response to this, Zaehner wrote, ‘I am afraid I cannot discern any likeness between what he experienced and what is generally understood as the Beatific Vision.’ According to Zaehner, the term corresponds to ‘a direct apperception of God, not through a glass, darkly,’ but with ‘all the veils of sense stripped aside.’ Therefore, ‘Why should we be asked to believe that a vision of nature transfigured in any way corresponds to a vision of God Himself?’27
The basis of Zaehner’s argument lies in his distinguishing between Zen Buddhist terminology and that of the Christian mystics. While Buddhists may describe everyday worldly objects as tantamount to a metaphysical ultimate, such as, in Huxley’s associated example, ‘the hedge at the bottom of the garden’, Zaehner contended that Christian mystics use no such terminology. Indeed, in his eagerness to dismiss Huxley’s case, he would equate it to ‘that of a maniac’ in so far as ‘the personality seems to be dissipated into the objective world,’ while in the case of theistic mystics, ‘the human personality is wholly absorbed in the Deity Who is felt and experienced as being something totally distinct and other than the objective world.’ This, he went on, is a state in which both the subject, ‘I’, and the object, ‘the world’, are momentarily excluded from consciousness and in which the soul is literally ‘filled’ through and through ‘with the Holy Ghost.’28 Here the distinction is made between the normal subjective sense of self, and the soul. This is particularly evident in Zaehner’s distinction between the central experience of theistic mysticism and Huxley’s claim of being that which he perceives: ‘In the first case we have the ‘deification’ of a human soul in God, the loss of consciousness of all things except God; in the second we have the identification of the self…with the external world to the exclusion, it would appear, of God.’29 As we will later observe, these conclusions bear much importance to the present analysis.
Zaehner’s distinction between theistic and monistic mysticism was later challenged by Walter Stace in his book, Mysticism and Philosophy (1960). First, Stace criticized Zaehner for his obvious Catholic bias, which could be seen as a motivation to rescue theism from the more general category of mysticism.30 Furthermore, he instead distinguished between two classes of mystical experience: introvertive and extrovertive, thereby replacing Zaehner’s threefold typology. For Stace, the introvertive mystical experience was a complete merging of everything and constituted not only the superior of the two types of experience but also the mystical core of all religions.31 The extrovertive experience, on the other hand, was only a partial realization of introvertive union that amounted to a sense of harmony between two things.32 According to Stace, mystical experiences were also characterized by paradox and were alleged to be ineffable by mystics.33 As to what was common amongst Stace’s typology, both extrovertive and introvertive mystical experiences were described as the awareness of an underlying unity: a unifying vision of all things in the case of extrovertive cases, and a transcendent unitary consciousness beyond space and time in the case of introvertive mysticism.34
Future critics would distance themselves from this so-called perennial philosophy school attributed largely to Huxley and Watts, with a ‘plea for the recognition of differences’ in the form of constructivism – a counter-position that would arise with the 1978 publication of a number of articles under the general title Mysticism and Philosophical Analysis. Steven Katz, the leading proponent of constructivism, sums up the position with the view that mystical experience is significantly shaped and formed by the subject’s beliefs, concepts and expectations. According to the constructivist paradigm, all experiences are in significant ways mediated and constructed by the terms, categories, beliefs and linguistic backgrounds which the subject brings to them.35 Following this paradigm, the claim is that mystics are so deeply imbued with the canonical literature in their religious tradition that there is a demonstrable intimate interconnection of the religious and canonical literature they have studied and their subsequent mystical experience.36 In this way, Katz argues, both mystical texts and the experiences they help to form all reflect and are dependent upon diverse ontological schemata which shape the configuration of the quest and its goal.37 Subsequently, there is no such thing as an experience that is free from interpretation, experience free from any recognisable content – such a ‘pure’ consciousness cannot exist.38
Other scholars have since directly opposed the constructivist argument. In The Problem of Pure Consciousness (1990), Robert Forman argues that constructivism has difficulty in explaining the feeling of novelty commonly experienced by mystical adepts. The person may well be surprised by her experience, not only the timing but also the nature of the experience itself: indeed, ‘The history of mysticism is rife with cases in which expectations, models, previously acquired concepts, and so on, were deeply and radically disconfirmed.’39 In addition, there is the peculiar character of so-called ‘Pure Consciousness Events’, in that they are content-less, a form of wakeful content-less consciousness; for while expectations may supply content to visionary experiences, according to Forman this is not so plausible with pure consciousness experiences, in so far as the latter have no content.40
We have traced this comparative discipline to its present state as far as is relevant to this inquiry. The arguments are cited for their worth with respect to the following extended textual analysis, for in a reinterpretation of the primary sources it is hoped that a fresh engagement with these debates can occur. The tentative prediction is that the distinctions made within the phenomenon of ‘mystical experience’ may yet be resolved in the formulation of a new experiential model. Let us now move on to substantiate this hypothesis.
Rarely does the strictly rational thinker spend time attempting to fathom a seemingly illogical idea. Anything that is a direct affront to reason is likely to be dismissed as simple nonsense. Even in allowing a poetic contradiction-in-terms employed for rhetorical effect, the thinker is often comforted by the knowledge that the contradiction is only apparent and the combination of terms serves only as a novel expression of some perfectly sensible underlying concept.41
With this in mind, it is no great surprise that Aldous Huxley found detractors in ample supply following the 1954 publication of The Doors of Perception, in which he claims ‘the divine source of all existence’ to be a bunch of flowers, and describes not merely gazing at the bamboo legs of a chair, but ‘actually being them.’ As Oxford Professor R.C. Zaehner noted, to the normal, rational mind Huxley’s remarks make no sense whatsoever, and might therefore be dismissed as the illusions of a lunatic.42 By contrast, Huxley stoutly believed his experience to be an ‘unspeakable and yet self-evident paradox.’ This is the first of many apparent contradictions. Huxley writes that this ‘self-evident paradox’ is unspeakable; nevertheless, he goes on to speak about it. This resonates with Arthur Koestler’s commentary on his own self-proclaimed mystical experience: ‘it was meaningful though not in verbal terms’ – and of his own attempts to describe it – ‘to communicate what is incommunicable by its nature one must somehow put it into words, and so one moves in a vicious circle.’43
By virtue of this crux, in describing the experience as unspeakable Huxley indicates that it is not properly intelligible when interpreted linguistically. His understanding is ‘not on the verbal level’ yet it allows ‘a new direct insight into the very Nature of Things’ which is ‘as clear as day, as evident as Euclid.’ This is not a favourable premise for a committed writer! Huxley claims he is faced with an experience that is perfectly obvious to him, yet he cannot communicate it truthfully without rendering himself unintelligible. Granting for the purposes of this study that Huxley’s experience was not merely an illusion but in fact a valid mode of experiencing, might the problem of its communication lie in the verbal categories of language itself? Do they have a conditioning activity on consciousness, and is there a binding set of underlying assumptions governing that conditioning?
Following his experiment with mescaline, Huxley cast a critical eye over language and saw it as the primary antagonist in the pursuit of a holistic awareness. If nothing else came about in writing The Doors of Perception (hereafter The Doors), Huxley hoped at least for the common recognition that
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